Black start

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City skyline at dusk with only a very few office building windows lit
Toronto during the Northeast blackout of 2003, an event which required black-starting of generating stations.

A black start is the process of restoring an electric power station or a part of an electric grid to operation without relying on the external transmission network.[1]

Normally, the electric power used within the plant is provided from the station's own generators. If all of the plant's main generators are shut down, station service power is provided by drawing power from the grid through the plant's transmission line. However, during a wide-area outage, off-site power from the grid is not available. In the absence of grid power, a so-called black start needs to be performed to bootstrap the power grid into operation.

To provide a black start, some power stations have small diesel generators, normally called the black start diesel generator (BSDG), which can be used to start larger generators (of several megawatts capacity), which in turn can be used to start the main power station generators. Generating plants using steam turbines require station service power of up to 10% of their capacity for boiler feedwater pumps, boiler forced-draft combustion air blowers, and for fuel preparation. It is uneconomical to provide such a large standby capacity at each station, so black-start power must be provided over designated tie lines from another station. Often hydroelectric power plants are designated as the black-start sources to restore network interconnections. A hydroelectric station needs very little initial power to start (just enough to open the intake gates and provide excitation current to the generator field coils), and can put a large block of power on line very quickly to allow start-up of fossil-fuel or nuclear stations. Certain types of combustion turbine can be configured for black start, providing another option in places without suitable hydroelectric plants.[2]

A black start sequence[edit]

One method of black start (based on a real scenario) might be as follows:

  1. A battery starts a small diesel generator installed in a hydroelectric generating station.
  2. The power from the diesel generator is used to bring the generating station into operation.
  3. Key transmission lines between the station and other areas are energized.
  4. The power from the station is used to start one of the nuclear/fossil-fuel-fired base load plants.
  5. The power from the base load plant is used to restart all of the other power plants in the system.

Power is finally re-applied to the general electricity distribution network and sent to the consumers. Often this will happen gradually; starting the entire grid at once may be unfeasible. In particular, after a lengthy outage during summer, all buildings will be warm, and if the power were restored at once, the demand from air conditioning units alone would be more than the grid could supply. In colder climates a similar issue can occur in winter with the use of heating devices.

In a larger grid, black start will often involve starting multiple "islands" of generation (each supplying local load areas), and then synchronising and reconnecting these islands to form a complete grid. The power stations involved have to be able to accept large step changes in load as the grid is reconnected.

Note that there are multiple methods of commencing a black start: hydro-electric dams, diesel generators, open cycle gas turbines, compressed air storage, and so on. Different generating networks take different approaches, dependent on factors such as cost, complexity, the availability of local resources (i.e. suitable valleys for dams), the interconnectivity with other generating networks, and the response time necessary for the black start process.

Procurement of black start services[edit]

An operator at ERCOT

In the United Kingdom, the grid operator has commercial agreements in place with some generators to provide black start capacity, recognising that black start facilities are often not economic in normal grid operation.[3] It is typical of power stations from the CEGB era to have a number of open-cycle gas turbines (i.e. no heat recovery modules attached) that can run the entirety of the plant necessary to operating a full generating unit; these would normally be started by diesel generators, fed in turn by battery backups. Once up to speed these gas turbines are capable of running the entire plant associated with the rest of the power station, negating the need to bring power in from other sources. An example of this is the Didcot power stations where the 'A' station (a large coal-fired station consisting of four 500 MW generating units) was fitted with a gas turbine for each unit, enabling black-start capability for the entire station. The newer gas-fired 'B' station built adjacent (consisting of two 700 MW generating modules) was not fitted with its own Open Cycle Gas Turbine (OCGT)'s, instead relying on the 'A' station to start first. With the closure of the 'A' station under the European Union's Large Combustion Plant Directive, the supplies and controls for the small gas turbines have been transferred to the 'B' station, ensuring that the Didcot site maintains independent black-start capability.

In the North American independent system operators, the procurement of black start varies somewhat. Traditionally, black start was provided by integrated utilities and the costs were rolled into a broad tariff for cost recovery from ratepayers. In those areas which are not part of organized electricity markets, this is still the usual procurement mechanism. In the deregulated environment, this legacy of cost-based provision has persisted, and even recent overhauls of black-start procurement practices, such as that by the ISO New England, have not necessarily shifted to competitive procurement, although deregulated jurisdictions have a bias for market solutions rather than cost-of-service (COS) solutions.

In the United States, there are currently three methods of procuring black start. The most common is cost-of-service, as it is the simplest and is the traditional method. It is currently used by the California Independent System Operator (CAISO), the PJM Interconnection[4] and the New York Independent System Operator[5] (NYISO). Although the exact mechanisms differ somewhat the same approach is used, namely that units are identified for black start and their documented costs are then funded and rolled into a tariff for cost recovery. The second method is a new method used by the Independent System Operator of New England[6] (ISO-NE). The new methodology is a flat rate payment which increases black start remuneration to encourage provision. The monthly compensation paid to a generator is determined by multiplying a flat rate (in $/KWyr and referred to as the $Y value) by the unit's Monthly Claimed Capability for that month. The purpose of this change was to simplify procurement and encourage provision of the black start service. The final method of procurement is competitive procurement as used by the Electric Reliability Council of Texas[7] (ERCOT). Under this approach ERCOT runs a market for black start services. Interested participants submit an hourly standby cost in $/hr (e.g. $70 per hour), often termed an availability bid, that is unrelated to the capacity of the unit. Using various criteria ERCOT evaluates these bids and the selected units are paid as bid, presuming an 85% availability. Each black start unit must be able to demonstrate that it can startup another unit in close proximity to begin the islanding and synchronization of the grid.

In other jurisdictions there are differing methods of procurement. The New Zealand System Operator[8] procures the blackstart capability via competitive tender. Other jurisdictions also appear to have some sort of competitive procurement, although not as structured as ERCOT. These include the Alberta Electric System Operator,[9] as well as Independent Electric System Operator of Ontario,[10] both of which use a long-term "request for proposals" approach similar to New Zealand and ERCOT.

Limitations on black start sources[edit]

Not all generating plants are suitable for black-start capability. Wind turbines are not suitable for black start because wind may not be available when needed.[11] Wind turbines, mini-hydro, or micro-hydro plants, are often connected to induction generators which are incapable of providing power to re-energize the network. The black-start unit must also be stable when operated with the large reactive load of a long transmission line. Many high-voltage direct current converter stations cannot operate into a "dead" system, either, since they require commutation power from the system at the load end. A PWM-based (voltage-source converter) HVDC scheme has no such restriction.[12]

See also[edit]


  1. ^ Knight, U.G. Power Systems in Emergencies - From Contingency Planning to Crisis Management John Wiley & Sons 2001 ISBN 978-0-471-49016-6 section 7.5 The 'Black Start' Situation
  2. ^ Philip P. Walsh, Paul Fletcher Gas turbine performance, John Wiley and Sons, 2004 ISBN 0-632-06434-X, page 486
  3. ^ Introduction to Black Start(National Grid plc) Covers technical and commercial background.
  4. ^ See PJM Tariff: Schedule 6A of the PJM Tariff, available online at: and Blackstart Business Rules, available online at:
  5. ^ See the NYISO Accounting and Billing Manual, 2006, available online at: NYISO Ancillary Services Manual 2006, available at "Archived copy". Archived from the original on 2008-09-12. Retrieved 2008-12-24.  NYISO Tariff (2006) at Rate Schedule 5, starting page 91, Revised Sheet 311, and Rate Schedule 6, starting at Revised Sheet No. 269, available online at "Archived copy" (PDF). Archived from the original (PDF) on 2008-10-12. Retrieved 2008-12-24. 
  6. ^ See ISO-NE "Order Accepting Application" Docket No. ER03-291, Federal Energy Regulatory Commission , Issued Feb. 14 2003, available online at ISO-NE Open Access Transmission Tariff 2006 at p. 311, available online at "Archived copy". Archived from the original on 2008-10-25. Retrieved 2008-12-24.  ISO-NE A3 Black Start Working Group Memo to the NEPOOL Transmission Committee, May 9, 2006 available online at
  7. ^ See ERCOT Protocols Section 6, 2006 available online at: "Archived copy". Archived from the original on 2008-11-22. Retrieved 2008-12-24.  ERCOT’s bidding form is available online at:
  8. ^ See the Electricity Commission of New Zealand's Governance Rules, Schedule C5, Nov. 1 2005 at 180-182, available online at: "Archived copy" (PDF). Archived from the original (PDF) on 2006-10-07. Retrieved 2008-12-24. 
  9. ^ See
  10. ^ See "Archived copy". Archived from the original on 2008-12-28. Retrieved 2008-12-24. 
  11. ^ Fox, Brendan et al; Wind Power Integration - Connection and System Operational Aspects, Institution of Engineering and Technology, 2007 ISBN 978-0-86341-449-7 page 245
  12. ^ Beaty, H. Wayne; Fink, Donald G. (ed) Standard Handbook for Electrical Engineers (15th Edition), McGraw-Hill 2007 ISBN 978-0-07-144146-9 page 15-22

Further reading[edit]