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Protectorate

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A protectorate, in the context of international relations, is a state that is under protection by another state for defence against aggression and other violations of law.[1] It is a dependent territory that enjoys autonomy over most of its internal affairs, while still recognizing the suzerainty of a more powerful sovereign state without being a possession.[2][3][4] In exchange, the protectorate usually accepts specified obligations depending on the terms of their arrangement.[4] Usually protectorates are established de jure by a treaty.[2][3] Under certain conditions—as with Egypt under British rule (1882–1914)—a state can also be labelled as a de facto protectorate or a veiled protectorate.[5][6][7]

A protectorate is different from a colony as it has local rulers, is not directly possessed, and rarely experiences colonization by the suzerain state.[8][9] A state that is under the protection of another state while retaining its "international personality" is called a "protected state", not a protectorate.[10][a]

History

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Protectorates are one of the oldest features of international relations, dating back to the Roman Empire. Civitates foederatae were cities that were subordinate to Rome for their foreign relations. In the Middle Ages, Andorra was a protectorate of France and Spain. Modern protectorate concepts were devised in the nineteenth century.[11]

Typology

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Foreign relations

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In practice, a protectorate often has direct foreign relations only with the protector state, and transfers the management of all its more important international affairs to the latter.[12][4][2][3] Similarly, the protectorate rarely takes military action on its own but relies on the protector for its defence. This is distinct from annexation, in that the protector has no formal power to control the internal affairs of the protectorate.

Protectorates differ from League of Nations mandates and their successors, United Nations trust territories, whose administration is supervised, in varying degrees, by the international community. A protectorate formally enters into the protection through a bilateral agreement with the protector, while international mandates are stewarded by the world community-representing body, with or without a de facto administering power.

Protected state

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A protected state has a form of protection where it continues to retain an "international personality" and enjoys an agreed amount of independence in conducting its foreign policy.[10][13]

For political and pragmatic reasons, the protection relationship is not usually advertised, but described with euphemisms such as "an independent state with special treaty relations" with the protecting state.[14] A protected state appears on world maps just as any other independent state.[a]

International administration of a state can also be regarded as an internationalized form of protection, where the protector is an international organisation rather than a state.[15]

Colonial protection

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Multiple regions—such as the Colony and Protectorate of Nigeria, the Colony and Protectorate of Lagos, and similar—were subjects of colonial protection.[16][17] Conditions of protection are generally much less generous for areas of colonial protection. The protectorate was often reduced to a de facto condition similar to a colony, but with the pre-existing native state continuing as the agent of indirect rule. Occasionally, a protectorate was established by another form of indirect rule: a chartered company, which becomes a de facto state in its European home state (but geographically overseas), allowed to be an independent country with its own foreign policy and generally its own armed forces.[citation needed]

In fact, protectorates were often declared despite no agreement being duly entered into by the state supposedly being protected, or only agreed to by a party of dubious authority in those states. Colonial protectors frequently decided to reshuffle several protectorates into a new, artificial unit without consulting the protectorates, without being mindful of the theoretical duty of a protector to help maintain a protectorate's status and integrity. The Berlin agreement of February 26, 1885, allowed European colonial powers to establish protectorates in Black Africa (the last region to be divided among them) by diplomatic notification, even without actual possession on the ground. This aspect of history is referred to as the Scramble for Africa. A similar case is the formal use of such terms as colony and protectorate for an amalgamation—convenient only for the colonizer or protector—of adjacent territories, over which it held (de facto) sway by protective or "raw" colonial power.[citation needed]

Amical protection

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In amical protection—as of United States of the Ionian Islands by Britain—the terms are often very favourable for the protectorate.[18][19] The political interest of the protector is frequently moral (a matter of accepted moral obligation, prestige, ideology, internal popularity, or dynastic, historical, or ethnocultural ties). Also, the protector's interest is in countering a rival or enemy power—such as preventing the rival from obtaining or maintaining control of areas of strategic importance. This may involve a very weak protectorate surrendering control of its external relations but may not constitute any real sacrifice, as the protectorate may not have been able to have a similar use of them without the protector's strength.

Amical protection was frequently extended by the great powers to other Christian (generally European) states, and to states of no significant importance.[ambiguous] After 1815, non-Christian states (such as the Chinese Qing dynasty) also provided amical protection of other, much weaker states.

In modern times, a form of amical protection can be seen as an important or defining feature of microstates. According to the definition proposed by Dumienski (2014): "microstates are modern protected states, i.e. sovereign states that have been able to unilaterally depute certain attributes of sovereignty to larger powers in exchange for benign protection of their political and economic viability against their geographic or demographic constraints".[20]

Argentina's protectorates

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Brazil's protectorates

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British Empire's protectorates and protected states

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Americas

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Europe

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South Asia

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West and Central Asia

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Africa

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1960 stamp of Bechuanaland Protectorate with the portraits of Queens Victoria and Elizabeth II

*protectorates which existed alongside a colony of the same name

De facto

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Oceania

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Southeast Asia

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China's protectorates

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Dutch Empire's protectorates

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Various sultanates in the Dutch East Indies (present day Indonesia):[35][36][37]

Flores and Solor

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  • Larantuka (1860–1904)
  • Tanah Kuna Lima (1917–1924)
  • Ndona (1917–1924)
  • Sikka (1879–c. 1947)
  • Gowa Sultanate (1669–1906; 1936–1949)
  • Bone Sultanate (1669–1905)
  • Bolaang Mongonduw (1825–c. 1949)
  • Laiwui (1858–c. 1949)
  • Luwu (1861–c. 1949)
  • Soppeng (1860–c. 1949)
  • Butung (1824–c. 1949)
  • Siau (1680–c. 1949)
  • Banggai (1907–c. 1949)
  • Tallo (1668–1780)
  • Wajo (1860–c. 1949)
  • Tabukan (1677–c. 1949)

Ajattappareng Confederacy (1905–c. 1949)

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  • Malusetasi
  • Rapang
  • Swaito (union of Sawito and Alita, 1908)
  • Sidenreng
  • Supa

Mabbatupappeng Confederacy (1906–c. 1949)

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  • Barru
  • Soppengriaja (union of Balusu, Kiru, Kamiri, 1906)
  • Tanette

Mandar Confederacy (1906–c. 1949)

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Massenrempulu Confederacy (1905–c. 1949)

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West Timor and Alor

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  • Amanatun (1749–c. 1949)
  • Amanuban (1749–c. 1949)
  • Amarasi (1749–c. 1949)
  • Amfoan (1683–c. 1949)
  • Beboki (1756–c. 1949)
  • Belu (1756–c.1949)
  • Insana (1756–c.1949)
  • Sonbai Besar (1756–1906)
  • Sonbai Kecil (1659–1917)
  • Roti (Korbafo before 1928) (c. 1750–c.1949)
  • TaEbenu (1688–1917)

France's protectorates and protected states

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Africa

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"Protection" was the formal legal structure under which French colonial forces expanded in Africa between the 1830s and 1900. Almost every pre-existing state that was later part of French West Africa was placed under protectorate status at some point, although direct rule gradually replaced protectorate agreements. Formal ruling structures, or fictive recreations of them, were largely retained—as with the low-level authority figures in the French Cercles—with leaders appointed and removed by French officials.[38]

Americas

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Asia

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1 Sapèque – Protectorate of Tonkin (1905)

Europe

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Oceania

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  • French Polynesia French Polynesia, mainly the Society Islands (several others were immediately annexed).[41] All eventually were annexed by 1889.
    • Otaheiti (native king styled Ari`i rahi) becomes a French protectorate known as Tahiti, 1842–1880
    • Raiatea and Tahaa (after temporary annexation by Otaheiti; (title Ari`i) a French protectorate, 1880)
    • Mangareva (one of the Gambier Islands; ruler title `Akariki) a French protectorate, 16 February 1844 (unratified) and 30 November 1871[42]
  • Wallis and Futuna:
    • Wallis declared to be a French protectorate by King of Uvea and Captain Mallet, 4 November 1842. Officially in a treaty becomes a French protectorate, 5 April 1887.
    • Sigave and Alo on the islands of Futuna and Alofi signed a treaty establishing a French protectorate on 16 February 1888.

Germany's protectorates and protected states

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5000 kronenProtectorate of Bohemia and Moravia (1939–1945)

The German Empire used the word Schutzgebiet, literally protectorate, for all of its colonial possessions until they were lost during World War I, regardless of the actual level of government control. Cases involving indirect rule included:

Before and during World War II, Nazi Germany designated the rump of occupied Czechoslovakia and Denmark as protectorates:

India's protectorates

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Italy's protectorates and protected states

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Former colonies, protectorates and occupied areas

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The Greater Italia (green) with its occupied territories in 1942, and its German allies (Greater Germany in red ) with "Reichskommissariats" (brown)

Protectorate Additional proposals

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The Imperial Italy's ambitions never achieved

In the 1940s, De Vecchi contemplated an "Imperial Italy" stretching from Europe to North Africa, made of the "Imperial Italy" (with an enlarged Italian Empire in eastern Africa, from the Egyptian shores on the Mediterranean to Somalia).

He dreamt of a powerful Italy enlarged:

In a hopeful peace negotiation following an Axis victory, Mussolini had planned to acquire for his Imperial Italy the full island of Crete (that was mostly German occupied) and the surrounding southern Greek islands, connecting the Italian Dodecanese possessions to the already Italian Ionian islands.[48][page needed]

South of the Fourth Shore, some fascist leaders dreamt of an Italian Empire that, starting in the Fezzan, would include Egypt, Sudan and reach Italian East Africa.[49]

The Allied victory in the Second World War ended these projects and terminated all fascist ambitions for the empire.

Finally, in 1947 the Italian Republic formally relinquished sovereignty over all its overseas colonial possessions as a result of the Treaty of Peace with Italy. There were discussions to maintain Tripolitania (a province of Italian Libya) as the last Italian colony, but they were not successful.

In November 1949, the former Italian Somaliland, then under British military administration, was made a United Nations Trust Territory under Italian administration for a period of 10 years. On 1 July 1960, the Trust Territory of Somalia merged with British Somaliland to form the independent Somali Republic.

Japan's protectorates

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Poland's protectorates

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Portugal's protectorates

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Russia's and the Soviet Union's protectorates and protected states

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De facto

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Some sources mention the following territories as de facto Russian protectorates:

Spain's protectorates

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Turkey's and the Ottoman Empire's protectorates and protected states

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De facto

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United Nations' protectorates

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List

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Current

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Name Location Years Today part of
United Nations Peacekeeping Force in Cyprus (UNFICYP) United Nations Buffer Zone in Cyprus (UNBZC) 1964–present  Cyprus
United Nations Disengagement Observer Force (UNDOF) UNDOF Zone on the Golan Heights 1974–present  Syria (controlled by  Israel)
United Nations Interim Administration Mission in Kosovo (UNMIK) United Nations Administered Kosovo 1999–present
(only de jure since 2008)
 Kosovo
(claimed by  Serbia)

Former

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Name Location Years Today part of
United Nations Temporary Executive Authority (UNTEA) Western New Guinea 1962–1963  Indonesia
United Nations Transitional Authority in Cambodia (UNTAC) Cambodia 1992–1993  Cambodia
United Nations Transitional Administration for Eastern Slavonia, Baranja and Western Sirmium (UNTAES) Eastern Slavonia, Baranja and Western Syrmia 1996–1998  Croatia
United Nations Transitional Administration in East Timor (UNTAET) United Nations Administered East Timor 1999–2002  Timor-Leste

Proposed trust territories

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United States' protectorates and protected states

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After becoming independent nations in 1902 and 1903 respectively, Cuba and Panama became protectorates of the United States. In 1903, Cuba and the US signed the Cuban–American Treaty of Relations, which affirmed the provisions of the Platt Amendment, including that the US had the right to intervene in Cuba to preserve its independence, among other reasons (the Platt Amendment had also been integrated into the 1901 constitution of Cuba). Later that year, Panama and the US signed the Hay–Bunau-Varilla Treaty, which established the Panama Canal Zone and gave the US the right to intervene in the cities of Panama and Colón (and the adjacent territories and harbors) for the maintenance of public order. The 1904 constitution of Panama, in Article 136, also gave the US the right to intervene in any part of Panama "to reestablish public peace and constitutional order." Haiti later also became a protectorate after the ratification of the Haitian–American Convention (which gave the US the right to intervene in Haiti for a period of ten years, which was later expanded to twenty years through an additional agreement in 1917) on September 16, 1915.

The US also attempted to establish protectorates over the Dominican Republic[63] and Nicaragua through the Bryan–Chamorro Treaty.

De facto

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United States' protectorates and protected states Former insular areas

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Contemporary usage by the United States

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Some agencies of the United States government, such as the Environmental Protection Agency, refer to the District of Columbia and insular areas of the United States—such as American Samoa and the U.S. Virgin Islands—as protectorates.[71] However, the agency responsible for the administration of those areas, the Office of Insular Affairs (OIA) within the United States Department of Interior, uses only the term "insular area" rather than protectorate.

Colonies by American (continent) countries

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American

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Governor General William Howard Taft addressing the audience at the Philippine Assembly in the Manila Grand Opera House

Gained independence from the United States

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1898-1965

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Country Event name Colonial power Independence date First head of state Part of war(s)
 Dominican Republic Santo Domingo Affair  United States February 11, 1904 Juan Isidro Jiminez Banana Wars
 Haiti United States occupation of Haiti  United States August 1, 1934 Sténio Vincent Banana Wars
 Dominican Republic United States occupation of the Dominican Republic (1916–1924)  United States September 18, 1924 Desiderio Arias Banana Wars
 Dominican Republic Dominican Civil War  United States September 3, 1965 Joaquín Balaguer Cold War

1907–1919 (miscellaneous)

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Occupied territory Years Occupied state Occupying state Event Part of war(s) Subsequently annexed?
Nicaragua 1912–1933  Nicaragua  United States Occupation of Nicaragua Banana Wars No
Veracruz 1914  Mexico  United States Occupation of Veracruz Mexican Revolution No

World War I and immediate aftermath

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Occupied territory Years Occupied state Occupying state Event Part of war(s) Subsequently annexed?
Haiti 1915–1934  Haiti  United States Occupation of Haiti Banana Wars No
Dominican Republic 1916–1924  Dominican Republic Occupation of the Dominican Republic No
Cuba 1917–1922  Cuba Sugar Intervention No

1960–1979

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Occupied territory Years Occupied state Occupying state Event Part of war(s) Subsequently annexed?
Dominican Republic 1965–1966  Dominican Republic  United States Invasion of the Dominican Republic Dominican Civil War No

1980–1999

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Occupied territory Years Occupied state Occupying state Event Part of war(s) Subsequently annexed?
Falkland Islands 1982  United Kingdom  Argentina Occupation of the Falkland Islands Falklands War No
Grenada 1983  Grenada  United States Invasion of Grenada Grenadian Revolution No
Panama 1989–1990  Panama  United States Invasion of Panama War on drugs No
Haiti 1994–1995  Haiti Operation Uphold Democracy 1991 Haitian coup d'état No

Joint protectorates

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Former condominia

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Flags of the Anglo-Egyptian Sudan (1899–1956)

See also

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Notes

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  1. ^ a b Protected state in this technical sense is distinguished from the informal usage of "protected state" to refer to a state receiving protection.
  2. ^ Some scholars regard the relationship as one of Priest-patron rather than a protectorate.[32][33][34]

References

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  1. ^ Hoffmann, Protectorates (1987), p. 336.
  2. ^ a b c Fuess, Albrecht (1 January 2005). "Was Cyprus a Mamluk protectorate? Mamluk policies toward Cyprus between 1426 and 1517". Journal of Cyprus Studies. 11 (28–29): 11–29. ISSN 1303-2925. Retrieved 24 October 2020.
  3. ^ a b c Reisman, W. (1 January 1989). "Reflections on State Responsibility for Violations of Explicit Protectorate, Mandate, and Trusteeship Obligations". Michigan Journal of International Law. 10 (1): 231–240. ISSN 1052-2867. Retrieved 24 October 2020.
  4. ^ a b c Bojkov, Victor D. "Democracy in Bosnia and Herzegovina: Post-1995 political system and its functioning" (PDF). Southeast European Politics 4.1: 41–67.
  5. ^ Leys, Colin (2014). "The British ruling class". Socialist Register. 50. ISSN 0081-0606. Retrieved 23 October 2020.
  6. ^ Kirkwood, Patrick M. (21 July 2016). ""Lord Cromer's Shadow": Political Anglo-Saxonism and the Egyptian Protectorate as a Model in the American Philippines". Journal of World History. 27 (1): 1–26. doi:10.1353/jwh.2016.0085. ISSN 1527-8050. S2CID 148316956. Retrieved 23 October 2020.
  7. ^ Rubenson, Sven (1966). "Professor Giglio, Antonelli and Article XVII of the Treaty of Wichale". The Journal of African History. 7 (3): 445–457. doi:10.1017/S0021853700006526. ISSN 0021-8537. JSTOR 180113. S2CID 162713931. Retrieved 24 October 2020.
  8. ^ Archer, Francis Bisset (1967). The Gambia Colony and Protectorate: An Official Handbook. Psychology Press. ISBN 978-0-7146-1139-6.
  9. ^ Johnston, Alex. (1905). "The Colonization of British East Africa". Journal of the Royal African Society. 5 (17): 28–37. ISSN 0368-4016. JSTOR 715150. Retrieved 24 October 2020.
  10. ^ a b Meijknecht, Towards International Personality (2001), p. 42.
  11. ^ Willigen, Peacebuilding and International Administration (2013), p. 16.
  12. ^ Yoon, Jong-pil (17 August 2020). "Establishing expansion as a legal right: an analysis of French colonial discourse surrounding protectorate treaties". History of European Ideas. 46 (6): 811–826. doi:10.1080/01916599.2020.1722725. ISSN 0191-6599. S2CID 214425740. Retrieved 24 October 2020.
  13. ^ Willigen, Peacebuilding and International Administration (2013), p. 16: "First, protected states are entities which still have substantial authority in their internal affairs, retain some control over their foreign policy, and establish their relation to the protecting state on a treaty or another legal instrument. Protected states still have qualifications of statehood."
  14. ^ a b c d e f g h i Onley, The Raj Reconsidered (2009), p. 50.
  15. ^ Willigen, Peacebuilding and International Administration (2013), pp. 16–17.
  16. ^ Onah, Emmanuel Ikechi (9 January 2020). "Nigeria: A Country Profile". Journal of International Studies. 10: 151–162. doi:10.32890/jis.10.2014.7954. ISSN 2289-666X. S2CID 226175755. Retrieved 21 September 2021.
  17. ^ Moloney, Alfred (1890). "Notes on Yoruba and the Colony and Protectorate of Lagos, West Africa". Proceedings of the Royal Geographical Society and Monthly Record of Geography. 12 (10): 596–614. doi:10.2307/1801424. ISSN 0266-626X. JSTOR 1801424. Retrieved 21 September 2021.
  18. ^ Wick, Alexis (2016), The Red Sea: In Search of Lost Space, Univ of California Press, pp. 133–, ISBN 978-0-520-28592-7
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  21. ^ Cunningham, Joseph Davy (1849). A History of the Sikhs: From the Origin of the Nation to the Battles of the Sutlej. John Murray.
  22. ^ Meyer, William Stevenson (1908). "Ferozepur district". The Imperial Gazetteer of India. Vol. XII. p. 90. But the British Government, established at Delhi since 1803, intervened with an offer of protection to all the CIS-SUTLEJ STATES; and Dhanna Singh gladly availed himself of the promised aid, being one of the first chieftains to accept British protection and control.
  23. ^ Mullard, Saul (2011), Opening the Hidden Land: State Formation and the Construction of Sikkimese History, BRILL, p. 184, ISBN 978-90-04-20895-7
  24. ^ a b "Timeline – Story of Independence". Archived from the original on 2019-07-27. Retrieved 2020-05-11.
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  27. ^ a b Onley, The Raj Reconsidered (2009), p. 51.
  28. ^ "A History of Korea: From Antiquity to the Present, by Michael J. Seth", p112
  29. ^ Goldstein, Melvyn C. (April 1995), Tibet, China and the United States (PDF), The Atlantic Council, p. 3 – via Case Western Reserve University
  30. ^ Norbu, Dawa (2001), China's Tibet Policy, Routledge, p. 78, ISBN 978-1-136-79793-4
  31. ^ Lin, Hsaio-ting (2011). Tibet and Nationalist China's Frontier: Intrigues and Ethnopolitics, 1928–49. UBC Press. p. 8. ISBN 978-0-7748-5988-2.
  32. ^ Sloane, Robert D. (Spring 2002), "The Changing Face of Recognition in International Law: A Case Study of Tibet", Emory International Law Review, 16 (1), note 93, p. 135: "This ["priest-patron"] relationship reemerged during China's prolonged domination by the Manchu Ch'ing dynasty (1611–1911)." – via Hein Online
  33. ^ Karan, P. P. (2015), "Suppression of Tibetan Religious Heritage", in S. D. Brunn (ed.), The Changing World Religion Map, Spriger Science, p. 462, doi:10.1007/978-94-017-9376-6_23, ISBN 978-94-017-9375-9
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  36. ^ "Indonesian Traditional States part 1". www.worldstatesmen.org. Retrieved 2024-01-16.
  37. ^ "Indonesian Traditional States Part 2". www.worldstatesmen.org. Retrieved 2024-01-17.
  38. ^ See the classic account on this in Robert Delavignette. Freedom and Authority in French West Africa. London: Oxford University Press, (1950). The more recent standard studies on French expansion include:
    Robert Aldrich. Greater France: A History of French Overseas Expansion. Palgrave MacMillan (1996) ISBN 0-312-16000-3.
    Alice L. Conklin. A Mission to Civilize: The Republican Idea of Empire in France and West Africa 1895–1930. Stanford: Stanford University Press (1998), ISBN 978-0-8047-2999-4.
    Patrick Manning. Francophone Sub-Saharan Africa, 1880–1995. Cambridge University Press (1998) ISBN 0-521-64255-8.
    Jean Suret-Canale. Afrique Noire: l'Ere Coloniale (Editions Sociales, Paris, 1971); Eng. translation, French Colonialism in Tropical Africa, 1900 1945. (New York, 1971).
  39. ^ Bedjaoui, Mohammed (1 January 1991). International Law: Achievements and Prospects. Martinus Nijhoff Publishers. ISBN 9231027166 – via Google Books.
  40. ^ Capaldo, Giuliana Ziccardi (1 January 1995). Repertory of Decisions of the International Court of Justice (1947–1992). Martinus Nijhoff Publishers. ISBN 0792329937 – via Google Books.
  41. ^ C. W. Newbury. Aspects of French Policy in the Pacific, 1853–1906. The Pacific Historical Review, Vol. 27, No. 1 (Feb., 1958), pp. 45–56
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  43. ^ a b Gründer, Horst (2004). Geschichte der deutschen Kolonien (in German). Schöningh. ISBN 978-3-8252-1332-9.
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  45. ^ Cunningham, Joseph Davy (1849). A History of the Sikhs: From the Origin of the Nation to the Battles of the Sutlej. John Murray.
  46. ^ Meyer, William Stevenson (1908). "Ferozepur district". The Imperial Gazetteer of India. Vol. XII. p. 90. But the British Government, established at Delhi since 1803, intervened with an offer of protection to all the CIS-SUTLEJ STATES; and Dhanna Singh gladly availed himself of the promised aid, being one of the first chieftains to accept British protection and control.
  47. ^ Mullard, Saul (2011), Opening the Hidden Land: State Formation and the Construction of Sikkimese History, BRILL, p. 184, ISBN 978-90-04-20895-7
  48. ^ Davide Rodogno. Fascism European Empire.
  49. ^ Rosselli, Alberto. Storie Segrete. Operazioni sconosciute o dimenticate della seconda guerra mondiale p. 49
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Bibliography

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