Form 3
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Form 3 is an SEC filing filed with the US Securities and Exchange Commission to indicate a preliminary insider transaction by an officer, director, or beneficial (10%) owner of the company's securities. These are typically seen after a company IPOs when insiders make their first transactions. After a Form 3 is filed, future filings of the same nature are filed under Form 4 (standard disclosure) or Form 5 (annual disclosure).
Form 3 is stored in SEC's EDGAR database and academic researchers make these reports freely available as structured datasets in the Harvard Dataverse. [1] [2] [3]
External links[edit]
References[edit]
- ^ Balogh, Attila (26 April 2023). "Insider trading". Scientific Data. 10 (237). doi:10.1038/s41597-023-02147-6. Retrieved 3 May 2024.
- ^ Balogh, Attila (3 May 2024). "Layline insider trading dataset". Harvard Dataverse. doi:10.7910/DVN/VH6GVH. Retrieved 3 May 2024.
- ^ "Layline Dataverse".