Non-retroactivity

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Non-retroactivity is the legal principle that laws do not apply retroactively and ex post facto laws are forbidden. This principle may be applied to judicial decisions as well as statutory law. The principle of non-retroactivity is widely recognized for international laws such as treaties,[1] although treaties can have retroactive effect if the parties so intend.[2] It is also widely recognized in criminal law, at least to the extent of prohibiting criminal sanctions that were not in place at the time of the crime. As a principle of criminal law it is recognized for example in the European Convention on Human Rights[3] as well as the United States Constitution.

Legal systems vary considerably in the extent to which they apply the principle to civil and administrative laws.[4] Legal systems also vary considerably in the extent to which court rulings on issues of law, such as the rulings of a constitutional court, have retroactive effect. The United States Supreme Court has for example often denied retroactive effect to its constitutional rulings on criminal procedure.[5] The first such decision was in Linkletter v. Walker in 1965.[6]

There is frequent tension between the principle of non-retroactivity and the punishment of crimes against humanity. For example, in the case of the former Chadian president Hissène Habré, the ECOWAS Court invoked the principle of non-retroactivity to bar Habré from being tried under a retroactive law in Senegal, instead requiring him to be tried in a new ad hoc court, the Extraordinary African Chambers.[7]

Historically, the principle of non-retroactivity of statutory law emerged in the ancient Roman Republic, becoming fully established by the second century BCE. This represented an evolution from earlier conception of the legal principles (ius) as unchanging and statutes as merely clarifying this existing law. Under that earlier understanding, statutory laws had absolute and immediate effect. Over time, however, it became customary for many statutes, such as the Lex Falcidia, to explicitly disclaim retroactivity, and over time this came to be recognized as the general rule.[8]

References[edit]

  1. ^ Dörr, Oliver; Schmalenbach, Kirsten (2011). "Article 4. Non-retroactivity of the present Convention". Vienna Convention on the Law of Treaties: A Commentary. Springer. pp. 81–88. ISBN 978-3-642-19291-3.
  2. ^ Buyse, Antoine (2006). "A Lifeline in Time – Non-retroactivity and Continuing Violations under the ECHR". Nordic Journal of International Law. 75 (1): 63–88. doi:10.1163/157181006778530803.
  3. ^ Cassese, Antonio (2006). "Balancing the Prosecution of Crimes against Humanity and Non-Retroactivity of Criminal Law". Journal of International Criminal Justice. 4 (2): 410–418. doi:10.1093/jicj/mql016.
  4. ^ Kryvoi, Y.; Matos, S. (2021). "Non-Retroactivity as a General Principle of Law". Utrecht Law Review. 17 (1): 46–58. doi:10.36633/ulr.604.
  5. ^ Fallon, Richard H.; Meltzer, Daniel J. (1991). "New Law, Non-Retroactivity, and Constitutional Remedies". Harvard Law Review. 104 (8): 1731–1833. doi:10.2307/1341619. ISSN 0017-811X.
  6. ^ Beytagh, Francis X. (1975). "Ten Years of Non-Retroactivity: A Critique and a Proposal". Virginia Law Review. 61 (8): 1557–1625. doi:10.2307/1072226. ISSN 0042-6601.
  7. ^ Spiga, V. (2011). "Non-retroactivity of Criminal Law: A New Chapter in the Hissene Habre Saga". Journal of International Criminal Justice. 9 (1): 5–23. doi:10.1093/jicj/mqq081.
  8. ^ Broggini, Gerardo (1966). "Retroactivity of Laws in the Roman Perspective". Irish Jurist. 1 (1): 151–170. JSTOR 44025937.